Bob Roten
Senior Vice President
Premium Strategies Group

Bob Roten is a Senior Vice President and institutional fixed income broker with the Premium Strategies Group. He graduated from the University of Memphis with a degree in Business Administration and has completed further studies at the University’s School of Law. Additionally, he is a graduate of both the University of Memphis School of Banking and the Southwestern Graduate School of Banking at Southern Methodist University in Dallas.

Mr. Roten has completed a host of educational, licensing and testing requirements related to the securities industry, including the following:

– Series 7 General Securities Representative

– Series 63 Uniform Securities Agent State Law Examination

– Series 24 General Securities Principal

– Series 53 Municipal Securities Principal

Mr. Roten’s primary day-to-day responsibilities include working with depository institutions to build well diversified, high performing investment portfolios. His financial services background includes commercial lending, credit analysis and corporate cash management. He also has extensive financial institutions consulting experience including capital planning, stock valuations, earnings enhancement studies and asset/liability management strategy development and policy formulation. Prior to becoming a registered representative, he was the bank investment strategies director for a major regional broker/dealer and was a voting member of the funds management committee at a large regional bank.

He has served as a speaker and workshop leader for numerous regional and national conferences, and is the investments instructor for the Mississippi School of Banking at the University of Mississippi. He also leads customized educational sessions for Boards of Directors and their various committees on topics ranging from investment planning to asset/liability management.